PANKAJ MATHUR______________________________________________________________

(718) 891-7813 / (917) 681-3007 · Email: Pmathurs@yahoo.com

 

 

WORK EXPERIENCE 

 

UBS Investment Bank · September 2004 - Present

Associate Director – TRS Settlements/Client Relationship Manager

 

·         Functioning in highly visible capacity of the client relationship manager for the UBS LTRS program with a perpetually evolving and expanding role.

·         Played a pivotal role in 130% growth of Loan TRS (LTRS) portfolio over a period of 1 ˝ years.

·         Worked in close partnership with Information technology to design/create/test/and implement a front to back LTRS system.

·         Created process flows to facilitate enhanced flow of information critical to timely and accurate client reporting of Swap positions and cash settlements.

·         Primary function included but not limited to computing and settling cash with 32 fund managers.

·         Coordinate with Loan administration/Loan Closing/OTC documentation/Valuation (Client reporting), comptrollers and Information technology group(s) to ensure smooth booking and ongoing servicing of TRS transactions.

·         Heading a task force with active participation from Information technology, front desk, loan administration, loan closing and comptrollers group(s). The task force was created to tackle and resolve system and/or process related issues faced by the TRS business. 

 

Societe Generale · April 2002- September 2004

Senior Portfolio Administrator – Loan Servicing Group

 

·         Approved/Processed daily transactions including loan draw-down/paydowns, conversions & fee payments on bilateral/agented or participation lines of credit using Loan IQ.

·         Responsible for billing, collecting and reconciling payment differences.

·         Tracked and maintained issuances, increases, decreases, and termination of Loans/letters of credit while monitoring the commitment level of all facilities.

·         Liaised and interfaced between customer/front office/treasury/legal and accounting department(s).

·         Mentored new hires and provided ongoing supervision to colleagues and subordinates.

 

Various Consulting Assignments · December 2000 - March 2002

Merrill Lynch· National Australian Bank · WestDeutsche Landesbank · J.P. Morgan Chase

Loan IQ conversion Specialist/ Documentation Specialist

 

·         Instrumental in converting legacy banking systems to Loan IQ in a liaison role between the user community and Information technology.

·         Gathered and reviewed information from Credit Agreements, Loan Documentation, Middle office and Loan Operations pertinent to LIQ.

·         Reviewed Credit Files and assimilated economic/non-economic information to be input on LIQ.

·         Processed daily transactions including loan disbursements, roll-over, paydowns & Fees.

·         Managed data integrity issues applicable to Loan IQ.

·         Input/Updated Economic and Non-Economic information on system.

·         Reviewed and Updated Economic/Non-Economic data; based on ISDA Confirmations.

·         Generated ISDA/Trade confirmations on Credit Default Swaps based on trade tickets and Master Agreement(s).

 

Summit Systems · September 2000- November 2000

Quality Control Associate – Product Team.

 

·         Created and executed test plans for testing projects, and set up testing environments for commercial lending module.

·         Worked with developers to resolve system defects enhancements and other issues that surfaced during testing.

 

Sumitomo Bank New York · February 1999- September 2000

Senior Credit Administrator – Credit Administration - MIS Reporting Team.

 

·         Responsible for centralizing and input/amendment of new Interest Rate Swaps, Currency Swaps and Total return swaps on OBS (bank’s front to back swap booking system).

·         Monitored accurate hedging of loans. Prepared swap hedging reports on a daily basis and reconciled to the underlying reference asset.

·         Responsible for reconciling Facility Master File from Loan IQ to bank’s General Ledger on a daily basis. Reconciliation entailed checking accuracy of data and profitability against G/L. Investigated and resolved discrepancies between G/L and Loan IQ.

·         Created various customized reports, primarily indicating profitability, past due/delinquent principal/interest/fees/accruals and exception reports which were utilized by a wide range of departments within the bank.

 

The Chase Manhattan Bank · (Consultant) November 1997- February 1999

Global Derivatives Operation – Senior Accountant

 

·         Responsible for Payment and verification of Brokerage fees for Forward Rate Agreements, Interest Rate Options and Interest Rate Swap Options, Cross Currency Swaps.

·         Created Monthly Spreadsheets for Brokerage Payment; Prepared Journal Entries and monthly accruals/reversals.

 

Viom Enterprises LLC · May 1996 - November 1997

Research Analyst

 

·         Responsible for packaging results in presentations and performing research assignments primarily involving data analysis and programming along with special projects involving securities industry.

·         Communicated financial plans and budgets to senior management.

 

ACADEMIC CREDENTIALS

 

College of Staten Island · September 1999

Bachelors in Finance and Economics